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Compliance Assistant

Do you thrive helping others? A & I Financial Services is expanding our client care team!

We are looking for a team player to make a difference as a compliance assistant. This is a perfect position for someone who loves processes and systems; who pays attention to details and gets excited about being productive!

Qualified candidates will have:

  • A client service mindset
  • Passion for perfection
  • Excitement for completing tasks
  • Team spirit and camaraderie
  • Positive energy, friendliness and honesty

Ideal candidates will have:

  • College degree
  • Two years financial industry experience
  • Series 7 and/or other securities licenses

Requirements include:

  • Excellent written skills
  • High school math skills
  • Demonstrable computer proficiency, including Microsoft Word and Excel
  • Commitment to following processes and systems
  • Attention to detail

A & I Financial Services is a family-owned wealth management firm located in Englewood, Colorado.  We offer supportive training, a fun and caring team, and opportunities for advancement.

To apply, send a cover letter and resume to resumes@assetsandincome.com

Securities provided through Geneos Wealth Management Inc., member FINRA, SIPC. Investment advisory services offered through A&I Financial Services LLC, registered investment advisor.

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